Jyrki S. Salminen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jyrki Sakari Salminen was a registered financial professional .
Jyrki is a previously registered financial professional and started their career in finance in 1983. Jyrki had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2012 - November 14, 2016
CAPITAL GUARDIAN, LLC
September 16, 2008 - April 3, 2012
CANTOR FITZGERALD & CO.
February 28, 2007 - September 16, 2008
GUGGENHEIM SECURITIES, LLC
January 6, 2006 - November 28, 2006
SANDERS MORRIS LLC
October 31, 2002 - January 4, 2006
ADVEST, INC.
August 19, 1996 - June 2, 1998
FIRST CLEARING, LLC
March 31, 1995 - August 20, 1996
MERIDIAN SECURITIES, INC.
September 29, 1992 - January 31, 1995
CIBC WORLD MARKETS CORP.
April 29, 1991 - October 8, 1992
MORGAN STANLEY DW INC.
December 21, 1983 - September 12, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL GUARDIAN, LLC
CRD#: 137919 / SEC#: , 8-67133
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
