ED
Edward A. Dixon
CREWS & ASSOCIATES
Little Rock, AR 72212
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CRD#: 1217536
ED
Professional summary
Edward Ambrose Dixon Sr., who also goes by Edward Ambrose Dixon Sr, Edward Ambrose Dixon, is a registered financial professional currently at CREWS & ASSOCIATES, INC. located in Little Rock, Arkansas.
Edward is registered as a RR (Registered Representative) and started their career in finance in 1984. Edward has worked at 10 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 7, Series 52, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Edward Ambrose Dixon Sr | Edward Ambrose Dixon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Edward Ambrose Dixon Sr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 22, 2023 - Present
CREWS & ASSOCIATES, INC.
Office #1: 4007 N Rodney Parham Rd, Little Rock, AR 72212RIA
BD
CRD#: 8052
Little Rock, AR
Past
January 17, 2001 - April 28, 2023
R.W.PRESSPRICH & CO.
BD
CRD#: 26460
BOSTON, MA
Past
August 22, 1997 - January 24, 2001
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
June 30, 1995 - October 18, 1995
JPMSI
BD
CRD#: 15733
NEW YORK, NY
Past
February 6, 1995 - March 31, 1995
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Past
April 18, 1994 - August 23, 1994
YAMAICHI INTERNATIONAL (AMERICA) INC.
BD
CRD#: 909
NEW YORK, NY
Past
June 12, 1992 - April 18, 1994
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
BD
CRD#: 414
NEW ORLEANS, LA
Past
October 31, 1988 - April 27, 1992
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
July 25, 1987 - October 28, 1988
BNY SECURITIES, INC.
BD
CRD#: 19712
Past
August 1, 1984 - April 15, 1986
CITICORP SECURITIES, INC.
BD
CRD#: 7474
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CREWS & ASSOCIATES, INC.
CREWS | FIRST SECURITY CREWS | CREWS & ASSOCIATES, INC.
CRD#: 8052 / SEC#: 801-128827, 8-24075
RIA
Registered Investment Advisory firm - SEC (10/10/2023 Approved)Arkansas
Registered Investment Advisory firm - SEC (8/24/2006 Approved)California
Registered Investment Advisory firm - SEC (3/24/2021 Approved)Louisiana
Registered Investment Advisory firm - SEC (2/14/2019 Approved)Oklahoma
Registered Investment Advisory firm - SEC (4/13/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(3/22/2023)
RR
Maryland(3/22/2023)
RR
Massachusetts(3/22/2023)
RR
New Jersey(12/3/2024)
RR
New Mexico(3/22/2023)
RR
New York(3/22/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 3/22/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 8/17/1993
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
CREWS & ASSOCIATES, INC.
CREWS | FIRST SECURITY CREWS | CREWS & ASSOCIATES, INC.
CRD#: 8052 / SEC#: 801-128827, 8-24075
RIA
Registered Investment Advisory firm - SEC (10/10/2023 Approved)Arkansas
Registered Investment Advisory firm - SEC (8/24/2006 Approved)California
Registered Investment Advisory firm - SEC (3/24/2021 Approved)Louisiana
Registered Investment Advisory firm - SEC (2/14/2019 Approved)Oklahoma
Registered Investment Advisory firm - SEC (4/13/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
521 President Clinton Avenue Suite 800, Little Rock, AR 72201
Mailing Address
P.o. Box 1696, Little Rock, AR 72203-1696
Phone number
(501) 907-2000
Established
Arkansas since 07/06/1979
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
130
SEC notice filing (18 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREWS CORE HOLDING COMPANY | OWNER | |
| BEARDSLEY, SCOTT ARTHUR | SECRETARY OF THE BOARD | 2349866 |
| BUMPERS, JOSEPH PARROTT | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 4336359 |
| CLAY, DENNIS CHARLES | CHIEF EXECUTIVE OFFICER, DIRECTOR, EXECUTIVE COMMITTEE | 1233857 |
| JONES, JAMES STEPHEN | PRESIDENT, DIRECTOR | 502536 |
| MEYER, DAMON CHRISTIAN | CHIEF COMPLIANCE OFFICER | 4133916 |
Regulatory assets under management
| Total Number of Accounts | 336 |
| AUM (Assets Under Management) | $ 149,386,233 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
