WC
William T. Chatham
PARK AVENUE SECURITIES LLC
Reno, NV
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CRD#: 1217514
WC
Professional summary
William T Chatham, who also goes by William Thomas Chatham, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Reno, Nevada.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. William has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William Thomas Chatham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Ownership of mineral rights I collect royalties from mineral rights I own on 15.8 acres in Grant County OK. Start: 12/31/2011 Address: Grant County, Oklahoma 0 hrs per month Investment related 2. Outside term life and disablilty policies Sale of policies - Disabiilty and term life policies that cannot be underwritten by the Guardian Start: 01/01/1981 Address: 916 Southwood Blvd. Suite 1C 2 non bus hrs per month Investment related 3. Placer 2780 Real Estate LP - limited partner Start: 01/01/2015 Address: 6470 Montreux Lane Reno, NV 89511 0 hrs per month Investment related 4. S234 LLC Limited Partnership Limited partner in real estate development Start: 01/01/2015 Address: 6470 Montreux Lane Reno, NV 89511 0 hrs per month Investment related 5. Callahan Sun Creek LLC Real estate limited partnership - Limited partner Start: 01/01/2012 Address: 6470 Montreux Lane Reno, NV 89511 0 hrs per month Investment related 6. Rental property Single family residence I rent out through a property management company Start: 01/01/2010 Address: 6470 Montreux Lane Reno, NV 89511 0 hrs per month Investment related
CRS (Client Relationship Summary) - RIA
Click below to view William T Chatham's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view William T Chatham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2001 - Present
PARK AVENUE SECURITIES LLC
Office #2: 20 Bicentennial Circle Suite 100, Sacramento, CA 95826RIA
BD
CRD#: 46173
Reno, NV
Current
May 3, 1999 - Present
PARK AVENUE SECURITIES LLC
Office #1: 20 Bicentennial Circle Suite 100, Sacramento, CA 95826RIA
BD
CRD#: 46173
Sacramento, CA
Past
May 19, 1987 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
August 6, 1985 - March 23, 1987
FOCUS SECURITIES, INC.
BD
CRD#: 15023
Past
December 22, 1983 - November 19, 1984
CARDELL & ASSOCIATES, INCORPORATED
BD
CRD#: 7700
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/17/2006)
IAR
Arizona(1/24/2006)
RR
California(5/3/1999)
IAR
California(11/14/2001)
RR
Florida(4/9/2008)
RR
Idaho(4/25/2006)
IAR
Idaho(4/28/2006)
RR
Nevada(8/8/2007)
IAR
Nevada(8/1/2018)
RR
Oregon(5/3/1999)
RR
Texas(10/16/2006)
RR
Utah(10/25/2001)
IAR
Utah(3/18/2009)
RR
Washington(2/2/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
