Vance D. Lowe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vance Dleal Lowe was a registered financial professional .
Vance is a previously registered financial professional and started their career in finance in 1984. Vance had worked at 9 firms and has passed the Series 63, Series 7, Series 22, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2014 - March 11, 2020
ASCENT INVESTMENT STRATEGIES, LLC
January 4, 2012 - September 20, 2012
FSC SECURITIES CORPORATION
April 30, 2007 - December 31, 2011
GENEOS WEALTH MANAGEMENT, INC.
May 30, 2001 - March 29, 2012
ADVANCED FINANCIAL PLANNING, L.P.
March 30, 2001 - April 30, 2007
SECURITIES AMERICA, INC.
November 4, 1994 - April 5, 2001
FFP SECURITIES, INC.
April 29, 1992 - November 9, 1994
SIGNATOR FINANCIAL SERVICES, INC.
May 22, 1991 - December 31, 1991
WOODBURY FINANCIAL SERVICES, INC.
February 23, 1984 - April 29, 1992
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
ASCENT INVESTMENT STRATEGIES, LLC
CRD#: 171330 / SEC#:
Contact information
Red Flags
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