William F. Barber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Freeman Barber was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1969. William had worked at 14 firms and has passed the Series 66, Series 63, Series 3, Series 1, Series 10, Series 9, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2008 - November 15, 2013
BARBER, W. FREEMAN
September 19, 2003 - December 31, 2005
MORGAN KEEGAN & COMPANY, LLC
April 30, 2001 - December 31, 2005
MORGAN KEEGAN & COMPANY, LLC
January 30, 1997 - August 22, 2001
CAPTRUST FINANCIAL ADVISORS, LLC
August 28, 1990 - July 17, 2001
WACHOVIA SECURITIES, INC.
March 31, 1989 - September 9, 1989
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 19, 1986 - March 31, 1989
FIRST TRYON SECURITIES, INC.
November 19, 1985 - July 2, 1986
FIRST UNION CAPITAL MARKETS CORP.
May 28, 1985 - November 29, 1985
ANSPACHER SECURITIES, INC.
November 16, 1984 - June 10, 1985
FINANCIAL ASSETS CORPORATION
October 27, 1982 - June 23, 1983
THE ROBINSON-HUMPHREY COMPANY, LLC
October 4, 1977 - September 3, 1981
WACHOVIA SECURITIES, INC.
December 24, 1975 - November 13, 1977
DEAN WITTER & CO. INCORPORATED
May 16, 1974 - March 2, 1976
CONNER, REDWINE INCORPORATED
May 16, 1973 - June 17, 1974
DEAN WITTER & CO. INCORPORATED
October 11, 1972 - May 16, 1973
DEAN WITTER & CO. INCORPORATED
June 17, 1969 - November 10, 1972
DOMIK CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/13/1969
Registered Representative ExaminationCurrent Firm
BARBER, W. FREEMAN
CRD#: 152959 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
