Judith D. Ginder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Dawn Ginder, who also goes by Judith Dawn Fuelo, Judith Fuelo Ginder, Judy Ginder, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1984. Judith had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2005 - January 29, 2018
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
December 10, 2003 - November 19, 2004
CHASE INVESTMENT SERVICES CORP.
May 1, 2001 - November 7, 2003
J.P. MORGAN SECURITIES INC.
June 28, 1999 - May 1, 2001
JPMSI
April 14, 1997 - October 8, 1997
PRUCO SECURITIES, LLC.
December 15, 1994 - May 25, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 15, 1994 - May 25, 1995
EQUITABLE ADVISORS, LLC
January 10, 1994 - June 10, 1994
TRANSAMERICA INVESTORS SECURITIES, LLC
January 24, 1984 - January 10, 1994
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
CRD#: 25567 / SEC#: , 8-41811
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
| Civil Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
