David B. Hyndman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Beattie Hyndman, who also goes by David Beattie Hyndman Mr, Nil Hyndman, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1985. David had worked at 7 firms and has passed the Series 63, Series 3, Series 7, Series 15, Series 9 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2009 - December 23, 2010
LEGEND SECURITIES, INC.
November 28, 2008 - April 3, 2009
RUSHMORE CAPITAL, INC.
September 20, 2005 - December 10, 2008
GUNNALLEN FINANCIAL, INC
November 18, 2002 - August 1, 2005
AEGIS CAPITAL CORP.
March 2, 1998 - November 5, 2002
PRUDENTIAL EQUITY GROUP, LLC
June 12, 1991 - May 12, 1992
MORGAN STANLEY DW INC.
January 2, 1985 - February 18, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 11/26/1983
Foreign Currency Options ExaminationCurrent Firm
LEGEND SECURITIES, INC.
CRD#: 44952 / SEC#: , 8-50886
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
Red Flags
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