Gordon E. Adams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gordon Ethmyr Adams was a registered financial professional .
Gordon is a previously registered financial professional and started their career in finance in 1984. Gordon had worked at 1 firm and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 1984 - December 17, 2003
METROPOLITAN INVESTMENT SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
METROPOLITAN INVESTMENT SECURITIES, INC.
CRD#: 14146 / SEC#: , 8-23560
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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