John W. Buda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Buda JR, who also goes by John William Buda, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 3 firms and has passed the Series 63, Series 7 and Series 5 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 1992 - September 9, 1998
FIRST OF MICHIGAN CORPORATION
May 3, 1989 - December 23, 1991
PRUDENTIAL EQUITY GROUP, LLC
December 22, 1983 - June 6, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 12/1/1983
Interest Rate Options ExaminationCurrent Firm
FIRST OF MICHIGAN CORPORATION
CRD#: 311 / SEC#: , 8-17209
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
