Susan L. Green
Professional summary
Susan Leslie Green is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Ft Pierce, Florida and NYLIFE SECURITIES LLC located in White Plains, New York.
Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Susan has worked at 17 firms and has passed the Series 66, Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Susan Leslie Green's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 9, 2018 - Present
EAGLE STRATEGIES LLC
September 17, 2015 - Present
NYLIFE SECURITIES LLC
Office #1: 44 South Broadway, White Plains, NY 10601October 2, 2013 - January 2, 2015
NEW ENGLAND SECURITIES
April 3, 2006 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
April 3, 2006 - July 13, 2015
MSI FINANCIAL SERVICES, INC.
December 18, 2003 - April 4, 2006
IFMG SECURITIES, INC.
February 7, 1997 - August 27, 1998
INDEPENDENT FINANCIAL SECURITIES, INC.
February 7, 1997 - April 4, 2006
IFMG SECURITIES, INC.
April 1, 1996 - August 7, 1996
FIRST UNION BROKERAGE SERVICES, INC.
January 24, 1996 - February 8, 1996
SHAWMUT BROKERAGE, INC.
June 7, 1993 - April 9, 1996
FLEET BROKERAGE SECURITIES, INC.
May 29, 1990 - June 9, 1993
UNION TRUST BROKERAGE SERVICES, INC.
October 3, 1988 - December 11, 1989
DOMINICK & DICKERMAN LLC
September 20, 1988 - October 4, 1988
DOMIK CORP.
July 22, 1987 - September 29, 1987
LADENBURG THALMANN & CO. INC.
September 27, 1984 - July 15, 1987
PRUDENTIAL EQUITY GROUP, LLC
April 24, 1984 - November 26, 1984
CIBC WORLD MARKETS CORP.
December 21, 1983 - March 1, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/17/2015)
(2/6/2023)
(4/4/2023)
(9/17/2015)
(8/3/2021)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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