PW
Patrick S. Williams
KESTRA ADVISORY SERVICES
NORTH PALM BEACH, FL
Some features on this profile are disabled
CRD#: 1217117
PW
Professional summary
Patrick Stephen Williams, who also goes by Pat Stephen Williams, Patrick Stephan Williams, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in North Palm Beach, Florida and KESTRA INVESTMENT SERVICES, LLC located in Palm Beach Gardens, Florida.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Patrick has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pat Stephen Williams | Patrick Stephan Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Honda Ambassadors Investment Related: No Address: 631 US Hwy One Suite 410 North Palm Beach FL 33418 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Member Start Date: 10/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Financial contribution of $2,500 personally Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Global PNF, Inc dba Williams Group Investment Related: Yes Address: 4440 PGA Blvd Suite 600 Palm Beach Gardens FL 33410 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: President Start Date: 1/1/2013 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Marketing Business Name: Cartoons for Sale Investment Related: No Address: 4440 Pga Blvd, Ste 600 Palm Beach Gardens FL 33410 Nature of Business: Other Other/None of the Above I create cartoons for marketing purposes Position, Title or Relationship: President Start Date: 10/14/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I create cartoons for marketing purposes Business Name: OneVision Analytics, LLC Investment Related: No Address: 4440 Pga Blvd, Ste 600 Palm Beach Gardens FL 33410 Nature of Business: Consulting Position, Title or Relationship: Consultant/President Start Date: 9/30/2021 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Manage relationships, establish goals, manage process, create ecosystem, Business Name: FIDUCIARY IN A BOX POSITION: Co Founder NATURE: SaaS Technology INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/16/2023 ADDRESS: 286 Broad Street, Red Bank NJ 07701 DESCRIPTION: Business development
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Stephen Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 11, 2018 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 4440 Pga Blvd #600, Palm Beach Gardens, FL 33410RIA
CRD#: 283330
NORTH PALM BEACH, FL
Current
January 3, 2006 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 4440 Pga Blvd. #600, Palm Beach Gardens, FL 33410BD
CRD#: 42046
Palm Beach Gardens, FL
Past
December 3, 2002 - December 31, 2005
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
August 23, 1990 - December 2, 2002
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
September 21, 1988 - December 2, 2002
CRI SECURITIES, LLC
BD
CRD#: 22589
ST. PAUL, MN
Past
September 12, 1985 - September 21, 1988
CONSOLIDATED RESOURCES, INC.
BD
CRD#: 13747
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/18/2009)
RR
Florida(4/9/2013)
IAR
Florida(10/24/2018)
RR
Michigan(4/16/2007)
RR
Minnesota(1/3/2006)
IAR
Minnesota(5/11/2018)
RR
New Hampshire(4/9/2013)
RR
Ohio(7/27/2010)
RR
Texas(5/19/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
