Anthony F. Knapstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Francis Knapstein, CFP®, who also goes by Tony Knapstein, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1983. Anthony had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2015 - October 7, 2020
FIRST COMMAND ADVISORY SERVICES
September 2, 2005 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
April 12, 2004 - September 2, 2005
FIRST COMMAND BANK
January 1, 2002 - April 12, 2004
FIRST COMMAND BROKERAGE SERVICES, INC.
December 14, 1983 - October 7, 2020
FIRST COMMAND BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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