Michael J. Pierce

65 AND SUNNY! REGISTERED INVESTMENT ADVISORS

Bedminster, NJ 07921

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CRD#: 1217046

Professional summary

Michael Joseph Pierce III is a registered financial advisor currently at 65 AND SUNNY! REGISTERED INVESTMENT ADVISORS, LLC located in Bedminster, New Jersey.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Michael has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Agent-Life, Health, Fixed Annuities, concurrent operation during business hours, and frequently evenings and weekends as well, utilizing risk management techniques for individuals and families in conjunction with overall financial and retirement planning.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Pierce III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2017 - Present

65 AND SUNNY! REGISTERED INVESTMENT ADVISORS, LLC

Office #1: 90 Washington Valley Road, Bedminster, NJ 07921

RIA

CRD#: 175256

Bedminster, NJ

Past

June 30, 2010 - February 3, 2011

NATIONAL SECURITIES CORPORATION

CRD#: 7569

CHATHAM, NJ

Past

June 10, 2008 - December 31, 2009

FINANCIAL CONSULTANT GROUP, LLC

CRD#: 25644

CHATHAM, NJ

Past

July 15, 2005 - December 31, 2012

BEDROCK CAPITAL, LLC

RIA

CRD#: 130507

MORRISTOWN, NJ

Past

April 6, 2004 - December 31, 2004

BEDROCK CAPITAL, LLC

RIA

CRD#: 130507

MORRISTOWN, NJ

Past

March 22, 2004 - October 5, 2007

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

MORRISTOWN, NJ

Past

December 7, 2001 - January 5, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

January 4, 2000 - December 19, 2001

WORLD INVESTMENTS, LLC

CRD#: 20626

LINCROFT, NJ

Past

January 31, 1997 - January 21, 2000

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

January 31, 1997 - January 21, 2000

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/6/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/2/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/25/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/21/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/3/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

65 AND SUNNY! REGISTERED INVESTMENT ADVISORS, LLC

65 AND SUNNY! REGISTERED INVESTMENT ADVISORS, LLC | MICHAEL J. PIERCE INSURANCE AGENT

CRD#: 175256 / SEC#:

New Jersey

Registered Investment Advisory firm - (1/6/2017 Approved)

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Contact information

Main Address

Annandale, NJ

Mailing Address

53 Frontage Road 1st Floor, Hampton, NJ 08827

Phone number

(908) 442-7465

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 2,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Pierce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Pierce III's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONAL SECURITIES CORPORATION

FINANCIAL CONSULTANT GROUP, LLC

BEDROCK CAPITAL, LLC

BEDROCK CAPITAL, LLC

PURSHE KAPLAN STERLING INVESTMENTS

RAYMOND JAMES FINANCIAL SERVICES, INC.

WORLD INVESTMENTS, LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/2/2016

Series 63

Date: 2/25/1997

Series 7

Date: 6/21/2001

Series 6

Date: 12/3/1996

Current Firm

65 AND SUNNY! REGISTERED INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

65 AND SUNNY! REGISTERED INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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