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Marc Rodney Still

CRD# 1217011·Registered 1983 - 2015
Previously Registered: Being a previously registered professional could mean that Marc is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Marc Rodney Still was a registered financial advisor. Marc was a previously registered financial professional and started their career in finance 1983 - 2015. Marc had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

ASPEN EQUITY PARTNERS, LLC·CRD# 104035
BD
Dallas, TX
June 20, 2000 - June 17, 2015
FOUNDERS EQUITY SECURITIES INC.·CRD# 41855
BD
Dallas, TX
December 24, 1997 - March 28, 2001
DABNEY/RESNICK/IMPERIAL, LLC·CRD# 24367
BD
Beverly Hills, CA
March 20, 1997 - December 4, 1997
DALLAS RESEARCH & TRADING, INC.·CRD# 28806
BD
Dallas, TX
August 10, 1994 - March 5, 1997
FIRST SOUTHWEST COMPANY, LLC·CRD# 316
BD
Dallas, TX
April 7, 1993 - August 10, 1994
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
New York, NY
March 14, 1990 - April 5, 1993
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
December 21, 1983 - March 21, 1990

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Current Firm

AE
ASPEN EQUITY PARTNERS, LLC

ASPEN EQUITY PARTNERS, LLC

CRD#: 104035 / SEC#: 8-52491
BD
Terminated by SEC on 11/30/2015

Contact Information

Established

Texas since 11/01/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AEP GROUP, LLCSHAREHOLDER—
ASPEN PARTNERS, INC.SHAREHOLDER—
PGL, INC.SHAREHOLDER—
MATHIS, JAMES TIMOTHYCEO1285473
YOUNG, MICHAEL ALLENFINOP/CCO2408324

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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