GD
Gene R. Dickison
MTM FINANCIAL GROUP
Bethlehem, PA 18020
Some features on this profile are disabled
CRD#: 1216953
GD
Professional summary
Gene Richard Dickison, who also goes by Gene R Dickison, is a registered financial advisor currently at MTM FINANCIAL GROUP, LLC located in Bethlehem, Pennsylvania and THE STRATEGIC FINANCIAL ALLIANCE, INC. located in Bethlehem, Pennsylvania.
Gene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Gene has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 62, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gene R Dickison
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MORE THAN MONEY, LLC. INVESTMENT RELATED. 4505 HANOVERVILLE ROAD BETHLEHEM, PA 18020. FINANCIAL INFORMATION PROVIDED TO THE PUBLIC THROUGH VARIOUS MEDIA INCLUDING, BUT NOT LIMITED TO: TELEVISION, RADIO, WEB SITE, AND PRINT. THE COMPANY ALSO OWNS THE OFFICE BUILDING LEASED BY MTM FINANCIAL GROUP, LLC AND ONE ADDITIONAL TENANT. PRESIDENT. 01/2008. 10 HOURS/MONTH. 2 DURING TRADING. HOST OF TV AND RADIO SHOWS, CREATOR OF PRINTED MATERIALS, OVERSIGHT OF WEBSITE, DESIGN AND PRODUCTION OF LIVE EVENTS. 2. MTM FINANCIAL GROUP, LLC. INVESTMENT RELATED. 4505 HANOVERVILLE ROAD BETHLEHEM, PA 18020. REGISTERED INVESTMENT ADVISER AND TAX PREPARATION. OWNER. 01/2008. 150 HOURS/MONTH, 130 DURING TRADING. PROVIDE PORTFOLIO MANAGEMENT AND FINANCIAL PLANNING SERVICES. INCOME TAX PREPARATION. 3. SEVEN NOTES HOMESTEAD. NOT INVESTMENT RELATED. DICKISON LANE, STROUDSBERG, PA. RENTAL HOME. PROPERTY TO BE MANAGED BY DAUGHTER. OWNER. 06/2021. 8 HOURS/MONTH, 4 DURING TRADING. PROVIDE CAPITAL AND COLLECT RENTS, WILL PRIMARILY BE PASSIVE OWNER AS DAY TO DAY RESPONSIBILITIES WILL BE MANAGED BY MY CHILDREN.
CRS (Client Relationship Summary) - RIA
Click below to view Gene Richard Dickison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 6, 2008 - Present
MTM FINANCIAL GROUP, LLC
Office #1: 4505 Hanoverville Road, Bethlehem, PA 18020RIA
CRD#: 147221
Bethlehem, PA
Current
February 10, 2009 - Present
THE STRATEGIC FINANCIAL ALLIANCE, INC.
Office #1: 4505 Hanoverville Road, Bethlehem, PA 18020Office #2: 5109 Neola Road, Stroudsburg, PA 18360RIA
BD
CRD#: 126514
Bethlehem, PA
Past
February 12, 2009 - July 20, 2020
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
ATLANTA, GA
Past
January 22, 2008 - May 5, 2008
LPL FINANCIAL LLC
RIA
CRD#: 6413
BETHLEHEM, PA
Past
November 29, 2007 - May 5, 2008
LPL FINANCIAL LLC
BD
CRD#: 6413
BETHLEHEM, PA
Past
March 26, 1996 - November 20, 2007
VALLEY NATIONAL ADVISERS INC
RIA
CRD#: 110788
BETHLEHEM, PA
Past
February 7, 1996 - November 19, 2007
VALLEY NATIONAL INVESTMENTS, INC.
BD
CRD#: 16715
BETHLEHEM, PA
Past
January 24, 1984 - January 17, 1996
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MTM FINANCIAL GROUP, LLC
112 ADVISOR | MTM FINANCIAL GROUP, LLC
CRD#: 147221 / SEC#: 801-97342
RIA
Registered Investment Advisory firm - (6/1/2015 Approved)Pennsylvania
Registered Investment Advisory firm - (6/3/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/17/2021)
RR
Connecticut(6/12/2013)
RR
Delaware(3/11/2009)
RR
District of Columbia(6/25/2013)
RR
Florida(9/27/2012)
RR
Georgia(7/8/2014)
RR
Maryland(4/4/2017)
RR
Massachusetts(5/10/2010)
RR
New Jersey(3/25/2009)
RR
New York(12/11/2012)
IAR
Pennsylvania(8/6/2008)
RR
Pennsylvania(2/12/2009)
RR
South Carolina(2/18/2009)
IAR
Texas(3/7/2022)
RR
Vermont(12/11/2023)
RR
Virginia(2/10/2009)
RR
Wyoming(11/6/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 10/31/1988
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MF
MTM FINANCIAL GROUP, LLC
112 ADVISOR | MTM FINANCIAL GROUP, LLC
CRD#: 147221 / SEC#: 801-97342
RIA
Registered Investment Advisory firm - (6/1/2015 Approved)Pennsylvania
Registered Investment Advisory firm - (6/3/2015 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4505 Hanoverville Road, Bethlehem, PA 18020
Mailing Address
Phone number
(610) 746-7007
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,167 |
| AUM (Assets Under Management) | $ 620,658,505 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MTM FINANCIAL GROUP, LLC
CRD#: 147221Bethlehem, PA 18020TRUST BUT VERIFY
Monitor Gene Dickison
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
