Gene Richard Dickison
Professional Summary
Gene Richard Dickison, who also goes by Gene R Dickison, is a registered financial advisor currently at MTM FINANCIAL GROUP, LLC located in Bethlehem, Pennsylvania and THE STRATEGIC FINANCIAL ALLIANCE, INC. located in Bethlehem, Pennsylvania. Gene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Gene has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 62, Series 22...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gene R Dickison
Similar Advisors
O'HAGAN GROUP, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
O'HAGAN GROUP, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
O'HAGAN GROUP, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
O'HAGAN GROUP, INC.
Years of Experience
42 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
O'HAGAN GROUP, INC.
Current Firm
112 ADVISOR | MTM FINANCIAL GROUP, LLC
Contact Information
Main Address
4505 Hanoverville Road, Bethlehem, PA 18020Phone Number
(610) 746-7007# of Employees
16SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,276AUM (Assets Under Management)
$771,644,224Similar Advisors
O'HAGAN GROUP, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
O'HAGAN GROUP, INC.
Primary Firm SEC Registration
112 ADVISOR | MTM FINANCIAL GROUP, LLC
State Registrations and Notice Filings
(3/11/2009)
(9/27/2012)
(7/8/2014)
(3/25/2009)
(12/11/2012)
(8/6/2008)
(2/12/2009)
(2/18/2009)
(3/7/2022)
(2/10/2009)
(11/6/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Oct 1988Series 22 — Direct Participation Programs Representative Examination
Passed Mar 1984About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1984About the Series 6 examSRO Registrations
Similar Advisors
O'HAGAN GROUP, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Gene Richard Dickison's CRS (Customer Relationship Summary).
Similar Advisors
O'HAGAN GROUP, INC.