Winfred G. Jacob

LEVEL FINANCIAL ADVISORS

Amherst, NY 14051

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CRD#: 1216951

Professional summary

Winfred Gerald Jacob, CFP®, who also goes by Win Jacob, is a registered financial advisor currently at LEVEL FINANCIAL ADVISORS, INC. located in Amherst, New York.

Winfred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Winfred has worked at 11 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Win Jacob

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Winfred Gerald Jacob's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

August 13, 2021 - Present

LEVEL FINANCIAL ADVISORS, INC.

Office #1: 9310 Transit Road Suite 300, Amherst, NY 14051

RIA

CRD#: 110641

Amherst, NY

Past

November 1, 2016 - November 1, 2016

LEVEL FINANCIAL ADVISORS, INC.

RIA

CRD#: 110641

AMHERST, NY

Past

September 18, 2008 - October 20, 2016

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

WELLSVILLE, NY

Past

August 29, 2008 - October 20, 2016

CADARET, GRANT & CO., INC.

CRD#: 10641

WELLSVILLE, NY

Past

May 12, 2006 - September 26, 2008

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

WELLSVILLE, NY

Past

August 1, 2002 - May 23, 2006

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

WELLSVIEW, NY

Past

August 1, 2002 - May 23, 2006

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

WELLSVILLE, NY

Past

February 22, 2001 - August 15, 2002

WALL STREET FINANCIAL GROUP, INC.

CRD#: 35830

VICTOR, NY

Past

March 25, 1999 - March 19, 2001

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

March 1, 1996 - March 1, 1999

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

July 12, 1995 - February 2, 1996

WALL STREET FINANCIAL GROUP, INC.

CRD#: 35830

VICTOR, NY

Past

November 8, 1993 - May 26, 1995

PMG SECURITIES CORPORATION

CRD#: 27107

ELGIN, IL

Past

November 5, 1992 - November 8, 1993

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

February 20, 1990 - November 3, 1992

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

January 24, 1984 - February 13, 1990

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEVEL FINANCIAL ADVISORS, INC.

LEVEL FINANCIAL ADVISORS, INC. | SCHROEDER, BRAXTON & VOGT INC. | PARAMOUNT PLANNING INC

CRD#: 110641 / SEC#: 801-15900

RIA

Registered Investment Advisory firm - (4/9/1981 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/13/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/19/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/20/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/19/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LEVEL FINANCIAL ADVISORS, INC.

LEVEL FINANCIAL ADVISORS, INC. | SCHROEDER, BRAXTON & VOGT INC. | PARAMOUNT PLANNING INC

CRD#: 110641 / SEC#: 801-15900

RIA

Registered Investment Advisory firm - (4/9/1981 Approved)

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Contact information

Main Address

9310 Transit Road Suite 300, East Amherst, NY 14051

Mailing Address

Phone number

(716) 634-6113

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (10/1/2025)

Regulatory assets under management

Total Number of Accounts	1,957
AUM (Assets Under Management)	$ 684,229,196

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Winfred G. Jacob

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Winfred Gerald Jacob's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEVEL FINANCIAL ADVISORS, INC.

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

WALL STREET FINANCIAL GROUP, INC.

FFP SECURITIES, INC.

MML INVESTORS SERVICES, LLC

WALL STREET FINANCIAL GROUP, INC.

PMG SECURITIES CORPORATION

EQUITY SERVICES, INC.

GUARDIAN INVESTOR SERVICES LLC

EQUITY SERVICES, INC.

Primary Firm SEC Registration

LEVEL FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/19/1984

SIE

Date: 10/20/2016

Series 6

Date: 1/19/1984

Current Firm

LEVEL FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEVEL FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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