Gary Hume
Professional summary
Gary Hume was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gary is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Gary had worked at 3 firms, which includes ACAP FINANCIAL INC., ALLIANCE SECURITIES CORPORATION, EQUITY-ONE CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 1991 - December 7, 2016
ACAP FINANCIAL INC.
March 17, 1989 - July 1, 1991
ALLIANCE SECURITIES CORPORATION
July 6, 1984 - August 26, 1986
EQUITY-ONE CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 4/26/2000
Limited Representative-Equity Trader ExamCurrent Firm
ACAP FINANCIAL INC.
CRD#: 7731 / SEC#: , 8-22821
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FERGUSON, KIRK LYNN | PRESIDENT, CEO, CFO, CCO, CO | 1307741 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
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