Jill Shannon

FORTUNE FINANCIAL SERVICES

Southport, NC

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CRD#: 1216921

Professional summary

Jill Shannon is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Southport, North Carolina.

Jill is registered as a RR (Registered Representative) and started their career in finance in 1984. Jill has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jill Shannon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 28, 2017 - Present

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

Southport, NC

Past

October 22, 2010 - November 28, 2017

SII INVESTMENTS, INC.

RIA

CRD#: 2225

LAKEWOOD, OH

Past

January 7, 1997 - November 28, 2017

SII INVESTMENTS, INC.

CRD#: 2225

LAKEWOOD, OH

Past

December 13, 1996 - January 23, 1997

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

March 3, 1994 - December 12, 1996

BUCKHEAD FINANCIAL CORPORATION

CRD#: 18398

Past

April 10, 1989 - March 8, 1994

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

August 20, 1985 - April 10, 1989

AMERICAN PACIFIC SECURITIES CORPORATION

CRD#: 5003

Past

March 22, 1984 - August 20, 1985

UNIVERSAL HERITAGE INVESTMENTS CORPORATION

CRD#: 32

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(11/28/2017)

Nevada
(9/14/2022)

North Carolina
(11/28/2017)

Ohio
(11/28/2017)

Virginia
(11/28/2017)

Exams

State Security Law Exam

IAR

Series 65

Date: 12/9/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/7/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/1984

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: , 8-49727

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

3582 Brodhead Road Suite 202, Monaca, PA 15061

Mailing Address

P.o. Box 238, Monaca, PA 15061

Phone number

(724) 846-2488

Established

Pennsylvania since 10/21/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DANIELS, BLAKE WILLIAM	CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO	1285106
DANIELS, BRIAN LEE	OWNER	1213561
BENTLEY, GREGORY JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	705379
PINTARIC, WILLIAM RICHARD JR	CHIEF COMPLIANCE OFFICER
WHITENACK, MITCH LEE	CHIEF OPERATIONS OFFICER, FINOP, PFO, POO	4794021

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jill Shannon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jill Shannon's CRS (Customer Relationship Summary).

Certified licenses

Experience

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

IFG NETWORK SECURITIES, INC.

BUCKHEAD FINANCIAL CORPORATION

CETERA WEALTH SERVICES, LLC

AMERICAN PACIFIC SECURITIES CORPORATION

UNIVERSAL HERITAGE INVESTMENTS CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/9/1999

Series 63

Date: 6/7/1984

SIE

Date: 10/1/2018

Series 7

Date: 3/17/1984

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FORTUNE FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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