Robert W. Mccann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert William Mccann was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2011 - February 13, 2015
CRT CAPITAL GROUP LLC
April 16, 2010 - September 21, 2011
CITADEL SECURITIES LLC
March 12, 2009 - March 16, 2010
ICP SECURITIES LLC
October 1, 2008 - March 16, 2009
J.P. MORGAN SECURITIES LLC
May 13, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
November 29, 1988 - May 21, 2008
J.P. MORGAN SECURITIES LLC
January 23, 1985 - November 9, 1988
MORGAN STANLEY DW INC.
April 11, 1984 - November 13, 1984
SANWA UNIVERSAL SECURITIES CO., LLC
State Registrations and Notice Filings
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Exams
Current Firm
CRT CAPITAL GROUP LLC
CRD#: 28830 / SEC#: , 8-43940
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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