Emilio C. Leone

CABRERA CAPITAL MARKETS

Dunedin, FL 34698

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CRD#: 1216404

Professional summary

Emilio Costantino Leone is a registered financial professional currently at CABRERA CAPITAL MARKETS, LLC located in Dunedin, Florida.

Emilio is registered as a RR (Registered Representative) and started their career in finance in 1983. Emilio has worked at 7 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2016 - Present

CABRERA CAPITAL MARKETS, LLC

Office #1: 1968 Bayshore Boulevard Unit #110, Dunedin, FL 34698

CRD#: 10081

Dunedin, FL

Past

March 3, 2015 - January 12, 2016

HAPOALIM SECURITIES USA, INC.

CRD#: 266

Tampa, FL

Past

February 8, 2010 - March 4, 2015

CABRERA CAPITAL MARKETS, LLC

CRD#: 10081

TAMPA, FL

Past

May 1, 2006 - February 9, 2010

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762

TAMPA, FL

Past

March 1, 2005 - May 5, 2006

INTERCAPITAL SECURITIES LLC

CRD#: 20004

TAMPA, FL

Past

March 3, 2004 - March 3, 2005

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

July 1, 2003 - March 4, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

December 21, 1983 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/21/2016)

Exams

State Security Law Exam

IAR

Series 65

Date: 2/9/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/24/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 5/26/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 12/17/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/24/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CABRERA CAPITAL MARKETS, LLC

CABRERA CAPITAL MARKETS, INC. | FIRST SECURITIES CORPORATION | CABRERA CAPITAL MARKETS, LLC

CRD#: 10081 / SEC#: , 8-26406

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

227 W. Monroe St. Suite 3000, Chicago, IL 60606

Mailing Address

227 W. Monroe St. Suite 3000, Chicago, IL 60606

Phone number

(312) 236-8888

Established

Delaware since 04/10/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CABRERA CAPITAL, LLC	OWNER
RCF-CABRERA HOLDINGS, INC.	OWNER
AGUILAR, ROBERT LUIS	PRESIDENT	4860643
CABRERA, MARTIN [NMN] JR	CEO	2504167
WORF, JEFF ALLEN	CHIEF COMPLIANCE OFFICER	1416591

Disclosures

Regulatory Event

Red Flags

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Emilio C. Leone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Emilio Costantino Leone's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAPOALIM SECURITIES USA, INC.

CABRERA CAPITAL MARKETS, LLC

TP ICAP GLOBAL MARKETS AMERICAS LLC

INTERCAPITAL SECURITIES LLC

OPPENHEIMER & CO. INC.

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/9/2001

Series 63

Date: 5/24/1994

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 5/26/1999

Series 7

Date: 12/17/1983

Series 24

Date: 5/24/2005

FINRA

Current Firm

CABRERA CAPITAL MARKETS, LLC

Contact information

FINRA licenses (30 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CABRERA CAPITAL MARKETS, LLC

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