Todd G. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Gerald Anderson was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1995. Todd had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2012 - January 9, 2017
WILLOW COVE INVESTMENT GROUP, INC.
October 14, 2008 - October 22, 2012
R.W. TOWT & ASSOCIATES
July 20, 2005 - October 10, 2008
VFINANCE INVESTMENTS, INC
October 9, 2003 - July 22, 2005
VIEWTRADE FINANCIAL
June 22, 2001 - October 13, 2003
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
April 17, 1997 - June 22, 2001
GLOBAL FINANCIAL GROUP, INC.
November 1, 1995 - April 1, 1997
BARRON CHASE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/31/1999
Limited Representative-Equity Trader ExamCurrent Firm
WILLOW COVE INVESTMENT GROUP, INC.
CRD#: 107824 / SEC#: , 8-53062
Contact information
FINRA licenses (12 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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