Paul E. Butler
JANNEY MONTGOMERY SCOTT LLC | Senior Vice President–Wealth Management
Bedminster, NJ 07921
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CRD#: 1216336
Professional summary
Paul Edwin Butler is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Bedminster, New Jersey.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Paul has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Edwin Butler's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Paul Edwin Butler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
History
1975 - 1979
1971 - 1975
Experience
Current
November 6, 2024 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 1580 Route 206 North, Bedminster, NJ 07921RIA
BD
CRD#: 463
Bedminster, NJ
Current
November 6, 2024 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 1580 Route 206 North, Bedminster, NJ 07921RIA
BD
CRD#: 463
Bedminster, NJ
Past
October 30, 2014 - November 15, 2024
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
Warren, NJ
Past
October 30, 2014 - November 15, 2024
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
Warren, NJ
Past
November 17, 2005 - October 30, 2014
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
FLORHAM PARK, NJ
Past
November 17, 2005 - October 30, 2014
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
FLORHAM PARK, NJ
Past
November 1, 2002 - December 1, 2005
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
FLORHAM PARK, NJ
Past
March 9, 2002 - December 1, 2005
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
September 1, 1999 - March 9, 2002
TUCKER ANTHONY INCORPORATED
BD
CRD#: 837
BOSTON, MA
Past
January 25, 1984 - September 1, 1999
GIBRALTAR SECURITIES CO.
BD
CRD#: 7093
FLORHAM PARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/6/2024)
RR
Colorado(11/6/2024)
RR
Connecticut(11/6/2024)
RR
Delaware(11/7/2024)
RR
Florida(11/6/2024)
RR
Georgia(11/6/2024)
RR
Maine(11/7/2024)
RR
Maryland(11/6/2024)
RR
Massachusetts(11/7/2024)
RR
Michigan(11/6/2024)
RR
New Hampshire(12/17/2024)
RR
New Jersey(11/6/2024)
IAR
New Jersey(11/6/2024)
RR
New York(11/6/2024)
RR
North Carolina(11/15/2024)
RR
Pennsylvania(11/6/2024)
RR
Rhode Island(5/13/2025)
RR
South Carolina(11/7/2024)
RR
Tennessee(11/6/2024)
RR
Texas(11/6/2024)
IAR
Texas(11/6/2024)
RR
Vermont(12/6/2024)
RR
Virginia(11/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JANNEY MONTGOMERY SCOTT LLC
Senior Vice President–Wealth ManagementCRD#: 463Bedminster, NJ 07921TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
