Lynn M. Konop
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynn Marie Konop, who also goes by Lynn Marie Schattner, was a registered financial professional .
Lynn is a previously registered financial professional and started their career in finance in 1983. Lynn had worked at 9 firms and has passed the Series 63, SIE, Series 5, Series 15, Series 7, Series 10, Series 9, Series 24, Series 14, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2021 - June 7, 2024
TD AMERITRADE CLEARING, INC.
May 11, 2021 - June 7, 2024
TD AMERITRADE, INC.
April 16, 2012 - December 7, 2012
BROKERSXPRESS LLC
April 16, 2012 - January 2, 2018
OPTIONSXPRESS, INC.
January 15, 2008 - June 30, 2009
401(K) INVESTMENT SERVICES, INC.
October 30, 2003 - June 7, 2024
CHARLES SCHWAB & CO., INC.
August 3, 2000 - December 7, 2007
CYBERTRADER, INC.
September 4, 1996 - September 24, 1996
MIDLAND WALWYN CAPITAL CORPORATION
December 21, 1983 - August 1, 2000
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 10/15/1985
Interest Rate Options ExaminationSeries 15
Date: 6/27/1985
Foreign Currency Options ExaminationSeries 8
Date: 11/7/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TD AMERITRADE CLEARING, INC.
CRD#: 5633 / SEC#: , 8-16335
Contact information
Documents
Disclosures
| Regulatory Event | 27 |
| Arbitration | 27 |
Red Flags
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