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MB

Michele P. Berra

ARLINGTON SECURITIES
ST. LOUIS, MO 63146-2236
Some features on this profile are disabled
CRD#: 1216249
MB

Professional summary


Michele Paulette Berra, who also goes by Michelle Paulette Berra, is a registered financial professional currently at ARLINGTON SECURITIES, INC. located in St. Louis, Missouri.

Michele is registered as a RR (Registered Representative) and started their career in finance in 1983. Michele has worked at 6 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michelle Paulette Berra

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michele Paulette Berra's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 13, 2023 - Present

ARLINGTON SECURITIES, INC.

Office #1: 140 Marine Lane, St. Louis, MO 63146-2236
RIA
BD
CRD#: 19596
ST. LOUIS, MO
Past

October 26, 2017 - December 1, 2023

CENTER STREET SECURITIES, INC.

BD
CRD#: 26898
Town and Country, MO
Past

May 1, 2006 - October 24, 2017

FIRST HEARTLAND CAPITAL, INC.

BD
CRD#: 32460
ST. CHARLES, MO
Past

May 2, 2005 - May 1, 2006

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ST. CHARLES, MO
Past

July 1, 2002 - May 6, 2005

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
MINNEAPOLIS, MN
Past

December 9, 1983 - July 1, 2002

LUTHERAN BROTHERHOOD SECURITIES CORP.

BD
CRD#: 4205
MINNEAPOLIS, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(12/13/2023)
RR
Iowa
(12/13/2023)
RR
Minnesota
(12/13/2023)
RR
Missouri
(12/13/2023)
RR
North Carolina
(12/13/2023)
RR
Wisconsin
(12/13/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 2/10/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AS
ARLINGTON SECURITIES, INC.
ARLINGTON SECURITIES | FORT DEARBORN INVESTMENT CORP. | ARLINGTON SECURITIES, INCORPORATED | ARLINGTON SECURITIES, INC.

CRD#: 19596 / SEC#: 801-66316, 8-38098

RIA
Registered Investment Advisory firm - SEC (5/14/2007 Terminated)
Missouri
Registered Investment Advisory firm - SEC (5/4/1990 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
140 Marine Lane, St Louis, MO 63146-2236
Mailing Address
140 Marine Lane, St. Louis, MO 63146-2236
Phone number
(314) 878-1954
Established
Missouri since 04/28/1997
Firm type
Corporation
Fiscal year end
October
Firm Size
Small
# of Employees
18

FINRA licenses (40 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
HILLARD, ROBERT EARLCEO, CFO1005606
CULLEN, SUSAN MARIEVICE PRESIDENT, CCO-BD2015668
WINGENBACH, TIMOTHY SCOTTPRESIDENT, COO, CCO-IA5007031

Regulatory assets under management


Total Number of Accounts257
AUM (Assets Under Management)$ 77,254,990

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ARLINGTON SECURITIES, INC.

CRD#: 19596St. Louis, MO 63146-2236

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