Victoria L. Artel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victoria Lee Artel, who also goes by VIctoria Lee Ariel, Victoria Lee Henszey Mrs., was a registered financial professional .
Victoria is a previously registered financial professional and started their career in finance in 1987. Victoria had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2024 - November 17, 2025
CENTAURUS FINANCIAL, INC.
October 19, 2022 - December 31, 2022
CENTAURUS FINANCIAL, INC.
October 14, 2022 - November 17, 2025
CENTAURUS FINANCIAL, INC.
September 8, 2022 - October 26, 2022
CETERA ADVISORS LLC
October 24, 2020 - October 26, 2022
CETERA INVESTMENT ADVISERS LLC
January 23, 2015 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
December 22, 2014 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
June 17, 2011 - December 26, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
June 14, 2011 - December 26, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
February 13, 2008 - June 15, 2011
MORGAN KEEGAN & COMPANY, LLC
May 7, 2007 - June 15, 2011
MORGAN KEEGAN & COMPANY, LLC
June 28, 2002 - June 4, 2007
JANNEY MONTGOMERY SCOTT LLC
January 3, 1997 - July 8, 2002
PRUDENTIAL EQUITY GROUP, LLC
March 24, 1987 - July 8, 2002
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
