Robert A. Gordon

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CRD#: 1216059

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Allen Gordon, CFP®, who also goes by Bob Gordon, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 5 firms and has passed the Series 63, Series 6, Series 22, Series 26 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bob Gordon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FINANCIAL PLANNING; PowerPlay Properties, Inc -60%owner, real estate development and leasing. ; Gordon Properties, LLC. 100% owner, real estate development, Aviation leasing and airplane ownership; Lake Springfield Properties, LLC. -Real estate development and leasing. 100% owner. Expect to be sold/liquidated in 2024; Playtime Properties, LLC-Real estate development, 100% owner. Expect to be sold/ liquidated in 2024 No clients are involved or solicited in these entities. No time is spent on these entities during working hours. 5-10 hours per month spent overall in these operations as they are very passive

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Past

February 4, 2024 - February 12, 2025

BERGER FINANCIAL GROUP

RIA

CRD#: 308174

Springfield, IL

Past

January 9, 1998 - February 7, 2024

ROBERT GORDON & ASSOCIATES INC

RIA

CRD#: 106037

SPRINGFIELD, IL

Past

November 2, 1990 - February 21, 1997

BROWNSTONE CAPITAL CORP.

CRD#: 14055

NEW YORK, NY

Past

November 23, 1988 - November 14, 1990

AMERICAN ROYAL INVESTORS, INC.

CRD#: 19197

Past

December 9, 1983 - December 23, 1988

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BERGER FINANCIAL GROUP

CRD#: 308174 / SEC#: 801-118923

RIA

Registered Investment Advisory firm - (6/16/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/8/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/8/1983

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 5/22/1983

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/3/1985

Investment Company Products/Variable Contracts Principal Examination

Principal/Supervisory Exam

Series 39

Date: 7/19/1983

Direct Participation Programs Principal Examination

Current Firm

BERGER FINANCIAL GROUP

CRD#: 308174 / SEC#: 801-118923

RIA

Registered Investment Advisory firm - (6/16/2020 Approved)

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Contact information

Main Address

1695 State Hwy 169, Plymouth, MN 55441

Mailing Address

Phone number

(763) 746-2666

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BERGER FINANCIAL GROUP ADV PART 2A 2024 (2/20/2025)

Regulatory assets under management

Total Number of Accounts	10,333
AUM (Assets Under Management)	$ 2,500,753,183

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert A. Gordon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ROBERT GORDON & ASSOCIATES INC

BROWNSTONE CAPITAL CORP.

AMERICAN ROYAL INVESTORS, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

BERGER FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 12/8/1983

Series 6

Date: 12/8/1983

Series 22

Date: 5/22/1983

Series 26

Date: 9/3/1985

Series 39

Date: 7/19/1983

Current Firm

BERGER FINANCIAL GROUP

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BERGER FINANCIAL GROUP

TRUST BUT VERIFY

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