Chris D. Davies
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chris D Davies, who also goes by Christine Diane Bleeker, Christine Diane Dahmin, Christine Davies, Christine Diane Orr, Christine Diane Rittenhouse, was a registered financial professional .
Chris is a previously registered financial professional and started their career in finance in 2014. Chris had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2016 - December 31, 2025
NAVIGATION WEALTH MANAGEMENT
August 12, 2014 - March 2, 2016
SIGMA FINANCIAL CORPORATION
Primary Firm SEC Registration
NAVIGATION WEALTH MANAGEMENT
CRD#: 282640 / SEC#: 801-119615
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NAVIGATION WEALTH MANAGEMENT
CRD#: 282640 / SEC#: 801-119615
Contact information
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,470 |
| AUM (Assets Under Management) | $ 127,745,098 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
