Mark T. Wade

ECHELON VIRTUAL FAMILY OFFICE

SARASOTA, FL 34236

Some features on this profile are disabled

CRD#: 1215909

Professional summary

Mark Thomas Wade is a registered financial advisor currently at ECHELON VIRTUAL FAMILY OFFICE, LLC located in Sarasota, Florida.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Mark has worked at 17 firms and has passed the Series 66, Series 63, Series 3, Series 7, Series 6, Series 8 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Wade is licensed as an independent insurance agent. This is not investment related. Participates less than 20 hours a month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Thomas Wade's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2020 - Present

ECHELON VIRTUAL FAMILY OFFICE, LLC

Office #1: 1990 Main Street Suite 750, Sarasota, FL 34236

RIA

CRD#: 307166

SARASOTA, FL

Past

January 18, 2017 - December 31, 2019

ECHELON WEALTH STRATEGIES, L.L.C.

RIA

CRD#: 129286

BRENTWOOD, TN

Past

May 3, 2013 - December 31, 2016

ECHELON WEALTH STRATEGIES, L.L.C.

RIA

CRD#: 129286

WESTFIELD, NJ

Past

January 12, 2004 - December 31, 2012

ECHELON WEALTH STRATEGIES, L.L.C.

RIA

CRD#: 129286

BASKING RIDGE, NJ

Past

January 2, 2004 - December 31, 2008

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

GREEN BROOK, NJ

Past

September 26, 2001 - January 28, 2004

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

BASKING RIDGE, NJ

Past

June 13, 2001 - January 28, 2004

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

April 8, 1999 - June 11, 2001

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

June 1, 1998 - March 29, 1999

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

November 22, 1996 - June 1, 1998

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

January 22, 1996 - September 27, 1996

JARON EQUITIES CORP.

CRD#: 5764

HICKSVILLE, NY

Past

March 19, 1992 - December 31, 1993

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

April 12, 1990 - October 16, 1990

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

February 20, 1990 - April 16, 1990

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 18, 1989 - February 21, 1990

THE INVESTMENT CENTER, INC.

CRD#: 17839

BEDMINSTER, NJ

Past

November 30, 1987 - January 28, 1989

MANULIFE WOOD LOGAN, INC.

CRD#: 19177

Past

August 25, 1986 - June 22, 1987

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

CRD#: 76

Past

January 28, 1986 - May 17, 1986

SOUTHMARK CAPITAL RESOURCE

CRD#: 8561

Past

November 19, 1984 - February 12, 1986

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Past

December 21, 1983 - October 26, 1984

CITISTREET EQUITIES LLC

CRD#: 7447

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/20/2023)

IAR

New Jersey
(4/13/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/27/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/30/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 3/20/1989

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/16/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/20/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 8

Date: 2/2/1987

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 24

Date: 5/2/1985

General Securities Principal Examination

Current Firm

ECHELON VIRTUAL FAMILY OFFICE, LLC

ECHELON VIRTUAL FAMILY OFFICE | RETIREMENT SUITE | ECHELON WEALTH STRATEGIES LLC | ECHELON WEALTH STRATEGIES | ECHELON VIRTUAL FAMILY OFFICE, LLC

CRD#: 307166 / SEC#:

Florida

Registered Investment Advisory firm - (4/20/2023 Approved)

New Jersey

Registered Investment Advisory firm - (4/13/2020 Approved)

Tennessee

Registered Investment Advisory firm - (12/26/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1990 Main Street Suite 750, Sarasota, FL 34236

Mailing Address

Phone number

(888) 892-9882

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 20,733,125

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lea Smith Johnson

OSAIC WEALTH, INC.

IAR

Bradenton, FL

Adam Ausloos

ADVICEWORKS WEALTH ADVISORS

IAR

SARASOTA, FL

John Darby

GRAHAM CAPITAL WEALTH MANAGEMENT, LLC

IAR

SARASOTA, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark T. Wade

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Thomas Wade's CRS (Customer Relationship Summary).

Certified licenses

Experience

ECHELON WEALTH STRATEGIES, L.L.C.

ECHELON WEALTH STRATEGIES, L.L.C.

ECHELON WEALTH STRATEGIES, L.L.C.

PURSHE KAPLAN STERLING INVESTMENTS

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

MML INVESTORS SERVICES, LLC

OSAIC FA, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

JARON EQUITIES CORP.

NEW ENGLAND SECURITIES

A. G. EDWARDS & SONS, INC.

CITIGROUP GLOBAL MARKETS INC.

THE INVESTMENT CENTER, INC.

MANULIFE WOOD LOGAN, INC.

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

SOUTHMARK CAPITAL RESOURCE

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CITISTREET EQUITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/27/2001

Series 63

Date: 5/30/1985

Series 3

Date: 3/20/1989

Series 7

Date: 2/16/1985

Series 6

Date: 12/20/1983

Series 8

Date: 2/2/1987

Series 24

Date: 5/2/1985

Current Firm

ECHELON VIRTUAL FAMILY OFFICE, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ECHELON VIRTUAL FAMILY OFFICE, LLC

TRUST BUT VERIFY

Similar Advisors