Robert E. Solberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Erling Solberg was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2009 - December 5, 2012
FEDERATED SECURITIES, INC.
December 6, 2002 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
December 6, 2002 - August 16, 2007
MSI FINANCIAL SERVICES, INC.
February 4, 2000 - August 9, 2001
PRINCIPAL SECURITIES, INC.
April 12, 1996 - July 2, 1997
OSAIC FS, INC.
June 20, 1984 - April 21, 1994
TOWER SQUARE SECURITIES, INC.
November 16, 1983 - December 14, 1988
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FEDERATED SECURITIES, INC.
CRD#: 5050 / SEC#: , 8-15644
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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