BN
Barry C. Nash
PARK AVENUE SECURITIES LLC
WALL, NJ 07719
Some features on this profile are disabled
CRD#: 1215857
BN
Professional summary
Barry C Nash, who also goes by Barry Charles Nash, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Wall, New Jersey.
Barry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Barry has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Barry Charles Nash
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Insurance companies other than Guardian-Provide proper insurance coverage for clients with products different from those offered by Guardian, Start: 08/01/2014, Address: 2111 Hwy 34 S; Wall, NJ 07719, 10 bus hrs per month, Investment related, 2. Trust for Marshall Nash-Trustee, Start: 12/29/2017, Address: N/A, 1 bus hr per month, Investment related 3. The Strand Theater, Board of Directors/Volunteer Position, take tickets, usher, serve the concession stand, Start: 08/24/2023, Address: 400 Clinton Avenue, Lakewood , NJ, 08701, 6 total business hours per month; 0 during securities trading hours, Not investment related, No annual compensation
CRS (Client Relationship Summary) - RIA
Click below to view Barry C Nash's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Barry C Nash's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 12, 2017 - Present
PARK AVENUE SECURITIES LLC
Office #1: 2111 Rt 34 South Suite 100, Wall, NJ 07719RIA
BD
CRD#: 46173
WALL, NJ
Current
May 15, 2014 - Present
PARK AVENUE SECURITIES LLC
Office #1: 2111 Rt 34 South Suite 100, Wall, NJ 07719RIA
BD
CRD#: 46173
WALL, NJ
Past
March 6, 2012 - November 15, 2012
HOLD BROTHERS CAPITAL LLC
BD
CRD#: 151864
NEW YORK, NY
Past
June 29, 2010 - October 11, 2012
TAFFERER TRADING, LLC
BD
CRD#: 36816
FREEHOLD, NJ
Past
December 6, 2006 - June 24, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
BD
CRD#: 104162
EDISON, NJ
Past
April 27, 2006 - August 18, 2006
G-2 TRADING,LLC
BD
CRD#: 44018
NEW YORK, NY
Past
October 1, 2004 - June 28, 2006
CARLIN EQUITIES, LLC
BD
CRD#: 31295
RED BANK, NJ
Past
April 28, 1993 - June 10, 2004
FIRST NEW YORK SECURITIES L.L.C.
BD
CRD#: 16362
NEW YORK, NY
Past
April 17, 1993 - April 20, 1993
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
November 22, 1983 - January 26, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/1/2019)
IAR
Arizona(7/5/2019)
RR
California(7/29/2019)
IAR
California(7/29/2019)
RR
Colorado(12/12/2024)
RR
Connecticut(4/23/2020)
IAR
Connecticut(4/24/2020)
RR
Delaware(2/3/2020)
IAR
Delaware(2/3/2020)
RR
District of Columbia(9/16/2022)
IAR
District of Columbia(9/16/2022)
RR
Florida(3/10/2017)
IAR
Florida(3/10/2017)
RR
Georgia(10/28/2019)
IAR
Georgia(10/28/2019)
RR
Illinois(4/5/2018)
IAR
Illinois(4/5/2018)
IAR
Indiana(3/5/2021)
RR
Indiana(3/9/2021)
RR
Iowa(9/10/2025)
IAR
Iowa(9/10/2025)
RR
Massachusetts(9/20/2023)
IAR
Massachusetts(9/27/2023)
RR
Minnesota(3/10/2020)
IAR
Minnesota(3/10/2020)
RR
Nevada(12/2/2019)
IAR
Nevada(12/2/2019)
RR
New Jersey(5/16/2014)
IAR
New Jersey(1/12/2017)
RR
New York(1/3/2020)
IAR
New York(2/20/2021)
IAR
North Carolina(11/18/2019)
RR
North Carolina(11/21/2019)
RR
Oregon(6/1/2021)
IAR
Oregon(6/1/2021)
RR
Pennsylvania(4/6/2018)
IAR
Pennsylvania(4/6/2018)
RR
Rhode Island(6/11/2019)
IAR
Rhode Island(6/21/2019)
RR
South Carolina(7/21/2020)
IAR
South Carolina(7/21/2020)
RR
Tennessee(1/11/2021)
RR
Texas(6/13/2019)
IAR
Texas(6/13/2019)
RR
Virginia(11/12/2019)
IAR
Virginia(11/12/2019)
RR
Washington(8/10/2021)
IAR
Washington(10/8/2021)
RR
Wisconsin(4/9/2018)
IAR
Wisconsin(4/9/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/24/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Wall, NJ 07719TRUST BUT VERIFY
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