G Joseph J. Hayes

MOORS & CABOT

BOSTON, MA 02110

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CRD#: 1215742

Professional summary

G Joseph Joseph Hayes JR, who also goes by Gerard Joseph Hayes Jr, Joe Hayes, Gerard Joseph Hayes, is a registered financial professional currently at MOORS & CABOT, INC. located in Boston, Massachusetts.

G Joseph is registered as a RR (Registered Representative) and started their career in finance in 1983. G Joseph has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gerard Joseph Hayes Jr | Joe Hayes | Gerard Joseph Hayes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Other Business Activities; Alternative Investments; I have clients with alternative investments that may not be on Ameriprise list but were approved at prior firm.; ?, , ** not provided **, N/A, 00000; Investment-Related; 09/13/2018; 1 to 9 during trading hours; 1 to 9 hours per month.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view G Joseph Joseph Hayes JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2025 - Present

MOORS & CABOT, INC.

Office #1: One Federal Street 19th Floor, Boston, MA 02110

RIA

CRD#: 594

BOSTON, MA

Past

June 19, 2025 - June 23, 2025

MOORS & CABOT, INC.

RIA

CRD#: 594

BOSTON, MA

Past

August 21, 2023 - March 28, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Plymouth, MA

Past

August 24, 2018 - March 28, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Plymouth, MA

Past

February 2, 2009 - August 28, 2018

PROSPERA FINANCIAL SERVICES, INC.

RIA

CRD#: 10740

PLYMOUTH, MA

Past

January 16, 2009 - August 28, 2018

PROSPERA FINANCIAL SERVICES, INC.

CRD#: 10740

PLYMOUTH, MA

Past

October 20, 2004 - January 20, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

NEW BEDFORD, MA

Past

October 20, 2004 - January 20, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

NEW BEDFORD, MA

Past

July 24, 2003 - October 20, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

KINGSTON, MA

Past

August 8, 2002 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

June 18, 2002 - August 7, 2002

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

NORWELL, MA

Past

May 3, 2002 - April 25, 2002

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

NORWELL, MA

Past

August 28, 2000 - August 7, 2002

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

March 14, 1996 - October 2, 2000

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

PHILADELPHIA, PA

Past

March 1, 1996 - March 8, 1996

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

Past

September 11, 1989 - March 1, 1996

MOORS & CABOT, INC.

CRD#: 594

BOSTON, MA

Past

February 9, 1989 - September 20, 1989

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Past

August 10, 1988 - February 13, 1989

J.P. MORGAN SECURITIES LLC

CRD#: 79

Past

February 11, 1988 - August 20, 1988

GRUNTAL & CO., L.L.C.

CRD#: 372

Past

June 1, 1987 - February 20, 1988

L. F. ROTHSCHILD & CO. INCORPORATED

CRD#: 501

Past

March 21, 1985 - June 4, 1987

MORGAN STANLEY DW INC.

CRD#: 7556

Past

May 1, 1984 - August 28, 1984

CITATION SECURITIES, INC.

CRD#: 13966

Past

November 30, 1983 - February 25, 1985

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOORS & CABOT, INC.

MOORS & CABOT FINANCIAL ADVISORS | MOORS & CABOT, INC. | MOORS & CABOT, INC

CRD#: 594 / SEC#: 801-48726, 8-23060

RIA

Registered Investment Advisory firm - SEC (3/30/1995 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/27/2025)

Louisiana
(6/4/2025)

Massachusetts
(6/4/2025)

New Hampshire
(7/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/8/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/5/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/16/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/29/1983

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

MOORS & CABOT, INC.

MOORS & CABOT FINANCIAL ADVISORS | MOORS & CABOT, INC. | MOORS & CABOT, INC

CRD#: 594 / SEC#: 801-48726, 8-23060

RIA

Registered Investment Advisory firm - SEC (3/30/1995 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Federal Street 19th Floor, Boston, MA 02110

Mailing Address

One Federal Street 19th Floor, Boston, MA 02110

Phone number

(617) 426-0500

Established

Massachusetts since 07/05/1978

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

121

SEC notice filing (35 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

MOORS & CABOT ADV (9/29/2025)

Direct owners and executive officers

Name	Position	CRD#
EIGHTEEN NINETY PARTNERS, LLC	SHAREHOLDER
BRAUN, MICHAEL CHARLES	EVP/COO/DIRECTOR	2005370
CUETARA, JOSEPH PHILIP	SVP FIXED INCOME/MUNICIPAL PRINCIPAL	58308
GARRETT, MARK DAVID	DIRECTOR/CO-CHAIRMAN/TRUSTEE	5563014
HILDRETH, MICHAEL CHRISTOPHER	EVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR	2386839
JOYCE, DANIEL MICHAEL	DIRECTOR	1060819
KELLIHER, KATHERINE ROSE	SVP & CHIEF COMPLIANCE OFFICER	4146307

Regulatory assets under management

Total Number of Accounts	5,074
AUM (Assets Under Management)	$ 3,437,764,388

Disclosures

Regulatory Event	30
Arbitration	3
Bond	2

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/23/2025	Cover Page	Report
12/04/2023	Cover Page	Report
01/12/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

G Joseph J. Hayes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view G Joseph Joseph Hayes JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOORS & CABOT, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

PROSPERA FINANCIAL SERVICES, INC.

PROSPERA FINANCIAL SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

MOORS & CABOT, INC.

GLEACHER & COMPANY SECURITIES, INC.

J.P. MORGAN SECURITIES LLC

GRUNTAL & CO., L.L.C.

L. F. ROTHSCHILD & CO. INCORPORATED

MORGAN STANLEY DW INC.

CITATION SECURITIES, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MOORS & CABOT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/8/1996

Series 63

Date: 12/5/1983

SIE

Date: 10/1/2018

Series 7

Date: 3/16/1985

Series 6

Date: 11/29/1983

FINRA

NYSE American LLC

NYSE Arca, Inc.

Nasdaq Stock Market

New York Stock Exchange

Current Firm

MOORS & CABOT, INC.

Contact information

SEC notice filing (35 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

MOORS & CABOT, INC.

TRUST BUT VERIFY

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