Rachael M. Scherer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rachael Marie Scherer, who also goes by Rachael M Scherer, was a registered financial professional .
Rachael is a previously registered financial professional and started their career in finance in 1983. Rachael had worked at 3 firms and has passed the Series 63, Series 16 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2021 - June 27, 2022
EPIQ PARTNERS, LLC
March 2, 1998 - February 18, 1999
RBC CAPITAL MARKETS, LLC
November 22, 1983 - March 2, 1998
DAIN RAUSCHER INCORPORATED
Primary Firm SEC Registration
EPIQ PARTNERS, LLC
CRD#: 165139 / SEC#: 801-110597
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EPIQ PARTNERS, LLC
CRD#: 165139 / SEC#: 801-110597
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 290 |
| AUM (Assets Under Management) | $ 287,206,152 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
