RL
Richard W. Leidal
SPC
NOVI, MI 48375
Some features on this profile are disabled
CRD#: 1215703
RL
Professional summary
Richard William Leidal, AIF®, who also goes by Rick Leidal, is a registered financial advisor currently at SPC located in Novi, Michigan and SIGMA FINANCIAL CORPORATION located in Novi, Michigan.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Richard has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rick Leidal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CORPORATE FRINGE BENEFITS CONSULTANTS INC.; DBA INSIGHT FINANCIAL GROUP; SALE OF VARIOUS INSURANCE PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES;SERVES ON BOARD OF DIRECTORS. MICHIGAN COLLEGE FUNDING LLC.; PROVIDES COLLEGE SERVICES FOR A FEE;SERVES ON BOARD OF DIRECTORS. Also receives rental income for office suites subleased to tenants in current building. Rental income receipts started on 7/1/25, less than 1 hr/mo. Mycollegetrack.com - developing program to help college-bound students and families stay on track in the process planning. Also reserved/purchased domain name for company. Not currently active company. Anticipated start date: 7/1/16, approx. 1-3 hrs/mo. DBA 529CollegeSave.com of Corporate Fringe Benefits Consultants, Inc. The purpose of the company will be to help families and individuals save for higher education utilizing 529 plans when appropriate. We will assist in comparing 529 plans benefits, expenses, tax considerations and other related topics. Start date: 2/12/18, approx. 1-3 hrs/mo. LEIDAL INVESTMENT; CHECKING ACCOUNT ONLY. DBA Medicare Service of Corporate Fringe Benefits Consultants, Inc. The purpose of the company will be the sale of Medicare Supplement Plans and Advantage Plans. Start date: 5/26/20, approx. 1-3 hrs/mo. Serve as trustee of deceased father's irrevocable trust FBO my brother. Serve as personal representative with general trustee duties. Start date: 9/8/20, less than 1 hr/mo. INV REL: N Long Term Care Family, a DBA of Corporate Fringe Benefits Consultants, Inc. The purpose of the company is to sell long term benefits, life insurance with essential benefits and annuities with LTC features. Start date: 2/23/23, approx. 5-10 hrs/mo.
CRS (Client Relationship Summary) - RIA
Click below to view Richard William Leidal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 27, 2010 - Present
SPC
Office #1: 41850 W. 11 Mile Road Suite 225,226, Novi, MI 48375RIA
CRD#: 110692
NOVI, MI
Current
July 19, 2005 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 41850 W. 11 Mile Road Suite 225,226, Novi, MI 48375BD
CRD#: 14303
Novi, MI
Past
February 3, 1987 - July 22, 2005
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
April 8, 1986 - January 30, 1987
GENERAL AMERICAN LIFE INSURANCE COMPANY
BD
CRD#: 3963
Past
October 11, 1984 - February 24, 1987
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
Past
January 16, 1984 - October 30, 1984
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/18/2021)
RR
Colorado(8/2/2018)
RR
Florida(7/19/2005)
RR
Georgia(3/21/2018)
RR
Indiana(6/27/2018)
RR
Michigan(7/19/2005)
IAR
Michigan(5/27/2010)
RR
North Carolina(11/8/2022)
RR
Ohio(11/8/2023)
RR
South Carolina(7/8/2019)
IAR
Texas(2/14/2019)
RR
Texas(10/1/2024)
RR
Wisconsin(2/12/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
