James C. Gillock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Clifton Gillock III, who also goes by Jay Gillock, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1983. James had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 1999 - March 23, 2001
BLS SECURITIES, LLC
June 25, 1997 - October 25, 2000
LANDMARK SECURITIES CORPORATION
April 14, 1988 - February 9, 1989
LEHMAN BROTHERS INC.
September 16, 1986 - September 15, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 7, 1984 - September 4, 1986
LEHMAN BROTHERS INC.
July 13, 1984 - August 23, 1984
CAPITAL QUEST SECURITIES, INC.
April 3, 1984 - August 23, 1984
FIRST HOUSTONIAN SECURITIES, INC.
November 21, 1983 - April 23, 1984
PERSHING LLC
State Registrations and Notice Filings
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Exams
Current Firm
BLS SECURITIES, LLC
CRD#: 44785 / SEC#: , 8-50821
Contact information
Documents
Red Flags
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