Jeffrey J. Baker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey John Baker was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1984. Jeffrey had worked at 12 firms and has passed the Series 65, Series 63, Series 7, Series 62, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2019 - July 1, 2020
CREATIVEONE WEALTH, LLC
May 24, 2016 - January 29, 2020
VIRTUE CAPITAL MANAGEMENT, LLC
December 17, 2012 - April 29, 2016
HORTER INVESTMENT MANAGEMENT, LLC
January 18, 2011 - December 13, 2012
MAIN STREET ADVISORS, LLC
January 9, 2009 - December 23, 2010
INTEGRITY ALLIANCE, LLC.
January 8, 2009 - January 5, 2011
INTEGRITY ALLIANCE, LLC.
December 12, 2007 - December 16, 2008
SPC
June 4, 2003 - December 31, 2005
SPC
June 4, 2003 - December 16, 2008
SIGMA FINANCIAL CORPORATION
April 8, 2002 - December 31, 2002
PORTFOLIO ASSET MANAGEMENT GROUP, INC.
July 31, 1997 - June 4, 2003
FSC SECURITIES CORPORATION
September 5, 1991 - June 4, 2003
FSC SECURITIES CORPORATION
May 18, 1989 - September 9, 1991
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 2, 1989 - June 13, 1989
WS GRIFFITH SECURITIES, INC.
February 2, 1989 - June 13, 1989
HOME LIFE INSURANCE COMPANY
January 3, 1984 - February 22, 1989
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
CREATIVEONE WEALTH, LLC
CRD#: 281213 / SEC#: 801-106677
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 10/18/1989
Corporate Securities Limited Representative ExaminationCurrent Firm
CREATIVEONE WEALTH, LLC
CRD#: 281213 / SEC#: 801-106677
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,437 |
| AUM (Assets Under Management) | $ 4,828,907,475 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
