David M. Carmichael
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Mayo Carmichael was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1984. David had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 1991 - March 18, 2014
CARMICHAEL HILL & ASSOCIATES INC
March 26, 1990 - December 31, 1990
CAPITOL SECURITIES MANAGEMENT, INC.
June 19, 1986 - April 19, 1988
PIM FINANCIAL SERVICES, INC.
July 5, 1985 - May 6, 1986
CETERA WEALTH SERVICES, LLC
January 9, 1984 - July 18, 1985
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CARMICHAEL HILL & ASSOCIATES INC
CRD#: 105213 / SEC#: 801-34173
Contact information
Regulatory assets under management
| Total Number of Accounts | 893 |
| AUM (Assets Under Management) | $ 342,912,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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