Aminkhan A. Aladin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aminkhan Abdulali Aladin was a registered financial professional .
Aminkhan is a previously registered financial professional and started their career in finance in 1983. Aminkhan had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2014 - December 10, 2014
ASHTON STEWART & CO., INC.
May 23, 2000 - December 31, 2011
ALADDIN CAPITAL LLC
March 22, 1993 - April 13, 2000
PERSHING LLC
October 24, 1990 - February 12, 1993
CITIGROUP GLOBAL MARKETS INC.
March 24, 1988 - October 12, 1990
J.P. MORGAN SECURITIES LLC
November 22, 1983 - February 20, 1988
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/12/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ASHTON STEWART & CO., INC.
CRD#: 112386 / SEC#: , 8-53239
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASHTON STEWART INTERNATIONAL HOLDINGS, LLC | SHAREHOLDER | |
| BURMAN, ANATOLY | CEO/CCO | 1652002 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
