Robert S. Shutzer
Professional summary
Robert Stephen Shutzer, who also goes by Bob Shutzer, is a registered financial advisor currently at SHUTZER INVESTMENTS, LLC located in San Francisco, California.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Robert has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 15 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Stephen Shutzer's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2019 - Present
SHUTZER INVESTMENTS, LLC
January 31, 2017 - April 30, 2019
INSTITUTE FOR WEALTH ADVISORS, INC.
September 16, 2016 - February 3, 2017
SOWELL MANAGEMENT
January 5, 2015 - June 19, 2017
CONCERT WEALTH MANAGEMENT
October 1, 2012 - January 7, 2015
J.P. MORGAN SECURITIES LLC
October 1, 2012 - January 7, 2015
J.P. MORGAN SECURITIES LLC
February 8, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
February 8, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
September 3, 2002 - January 31, 2012
J.P. MORGAN SECURITIES LLC
July 7, 1993 - January 31, 2012
J.P. MORGAN SECURITIES LLC
December 13, 1990 - July 6, 1993
A. G. EDWARDS & SONS, INC.
November 28, 1983 - January 11, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/10/2019)
(4/26/2021)
Exams
Series 15
Date: 6/5/1984
Foreign Currency Options ExaminationCurrent Firm
SHUTZER INVESTMENTS, LLC
CRD#: 301318 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 27,500,000 |
Red Flags
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