Robert W. Szostak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert William Szostak, who also goes by Bert Szostak, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 9 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2011 - March 31, 2014
GFI SECURITIES LLC
September 28, 2009 - July 22, 2011
TP ICAP GLOBAL MARKETS AMERICAS LLC
March 26, 2008 - May 13, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
March 8, 2006 - October 2, 2007
SRT SECURITIES LLC
May 23, 2005 - February 28, 2006
TRADITION SECURITIES AND DERIVATIVES LLC
February 25, 2004 - May 27, 2005
PREBON FINANCIAL PRODUCTS INC.
March 11, 1999 - December 18, 2003
INTER-DEALER BROKERS LLC
March 8, 1993 - January 20, 2004
GFI SECURITIES LLC
November 1, 1984 - October 7, 1987
MORGAN STANLEY DW INC.
December 21, 1983 - September 24, 1984
BLACKSTOCK & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/4/2000
Limited Representative-Equity Trader ExamCurrent Firm
GFI SECURITIES LLC
CRD#: 19982 / SEC#: , 8-43548
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GFINET INC. | SOLE MEMBER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | PRINCIPAL | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICER | 5612726 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 30 |
Red Flags
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