Philip D. Krebs

AVONDALE CONQUEST

Nashville, TN 37203

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CRD#: 1215465

Professional summary

Philip Donald Krebs is a registered financial advisor currently at AVONDALE CONQUEST, LLC located in Nashville, Tennessee and AVONDALE PARTNERS, LLC located in Nashville, Tennessee.

Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Philip has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Avondale Partners LLC, former president, shareholder, legacy businesses that were not brought into Hilliard as well as several investment banking transactions that were not assumed by Hilliard, start date 06/06/1996,3102West End Avenue, Nashville, TN 37203, 4 hrs/mo, 4 hrs/mo trading. Covenant Apartment Fund IX, investor, private equity fund that invests in apartments, start date 06/01/2018, 4515 Harding Road, Nashville, TN 37205, 0 hrs/mo, 0 hrs/mo trading. Centerstone Americas - Director - not for profit- 4 hrs/mo Avondale Conquest, LP - hedge fund investor -501 Humboldt 2nd Floor Sausalito, CA 94965 0 hrs/mo Covenant Apartment Fund X LP investor only, private equity fund that invests in Apartment buildings,start date 2020- 4515 Harding Road, Ste 210, Nashville, TN 37205, 0 hrs/mo, 0 hrs/mo trading. Advisory Board for the College of Medicine -Belmont University. Start date 3/2022. Unpaid volunteer work. Three year term. Covenant Apartment Fund XI LP investor only, private equity fund that invests in Apartment buildings,start date 2023- 4515 Harding Road, Ste 210, Nashville, TN 37205, 0 hrs/mo, 0 hrs/mo trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Donald Krebs's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 21, 2012 - Present

AVONDALE CONQUEST, LLC

Office #1: 3102 West End Avenue Suite 200, Nashville, TN 37203

RIA

CRD#: 122821

Nashville, TN

Current

September 4, 2001 - Present

AVONDALE PARTNERS, LLC

Office #1: 4322 Harding Pike Suite 414, Nashville, TN 37205

CRD#: 46838

NASHVILLE, TN

Past

May 4, 2018 - April 3, 2019

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

Nashville, TN

Past

April 19, 2018 - April 3, 2019

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

Nashville, TN

Past

June 20, 2012 - October 31, 2019

AVONDALE PARTNERS, LLC

RIA

CRD#: 46838

NASHVILLE, TN

Past

June 27, 1996 - June 12, 2001

TRUIST SECURITIES, INC.

CRD#: 6271

ATLANTA, GA

Past

February 22, 1994 - January 30, 1996

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(6/21/2012)

Tennessee
(9/4/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/19/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/18/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/18/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/1/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AVONDALE CONQUEST, LLC

AVONDALE CONQUEST, LLC | CONQUEST CAPITAL MANAGEMENT, LLC

CRD#: 122821 / SEC#: 801-71622

RIA

Registered Investment Advisory firm - (8/28/2012 Terminated)

California

Registered Investment Advisory firm - (6/22/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

501 Humboldt 2nd Fl, Sausalito, CA 94965

Mailing Address

Phone number

(415) 331-3066

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 49,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Philip D. Krebs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Donald Krebs's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVONDALE PARTNERS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

AVONDALE PARTNERS, LLC

TRUIST SECURITIES, INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/19/2012

Series 63

Date: 8/18/1994

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/18/1994

Series 24

Date: 6/1/2000

FINRA

Current Firm

AVONDALE CONQUEST, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AVONDALE CONQUEST, LLC

TRUST BUT VERIFY

Contact information

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