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MG

Mary Genet

STARSHAK WINZENBURG & CO
Chicago, IL 60603-5008
Some features on this profile are disabled
CRD#: 1215448
MG

Professional summary


Mary Genet, who also goes by Mary Eliza Genet, is a registered financial professional currently at STARSHAK WINZENBURG & CO located in Chicago, Illinois.

Mary is registered as a RR (Registered Representative) and started their career in finance in 1983. Mary has worked at 12 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mary Eliza Genet

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Mary Genet's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 9, 2015 - Present

STARSHAK WINZENBURG & CO

Office #1: 55 W. Monroe St. Suite 2530, Chicago, IL 60603-5008
BD
CRD#: 26195
Chicago, IL
Past

November 2, 2010 - October 29, 2013

BOFA DISTRIBUTORS, INC.

BD
CRD#: 30683
CHICAGO, IL
Past

July 26, 2006 - October 6, 2010

VP DISTRIBUTORS LLC

BD
CRD#: 3036
CHICAGO, IL
Past

January 2, 2001 - June 27, 2006

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
PORTLAND, ME
Past

June 17, 1999 - January 2, 2001

PROVIDENT DISTRIBUTORS, INC.

BD
CRD#: 35174
KING OF PRUSSIA, PA
Past

May 24, 1996 - May 4, 1999

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
PORTLAND, ME
Past

May 26, 1994 - December 13, 1994

PROFUNDS DISTRIBUTORS, INC.

BD
CRD#: 19541
BETHESDA, MD
Past

June 21, 1991 - May 10, 1994

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
NEW YORK, NY
Past

February 14, 1990 - January 1, 1991

MNB BROKERAGE ALTERNATIVE, INC.

BD
CRD#: 17447
Past

October 14, 1985 - November 9, 1988

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

December 7, 1984 - May 10, 1985

WINTHROP SECURITIES CO., INC.

BD
CRD#: 6925
Past

November 22, 1983 - December 27, 1984

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/13/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SW
STARSHAK WINZENBURG & CO
MAYFLOWER PARTNERS & CO. | STARSHAK WINZENBURG & CO | STARSHAK WELNHOFER & CO. | STARMANN STARSHAK WELNHOFER & CO.

CRD#: 26195 / SEC#: , 8-42370

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
55 W. Monroe St. Suite 2530, Chicago, IL 60603-5008
Mailing Address
55 W. Monroe St. Suite 2530, Chicago, IL 60603-5008
Phone number
(312) 444-9367
Established
Illinois since 02/09/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
STARSHAK, JOSEPH BENEDICTPRESIDENT, SHAREHOLDER2137254
STARSHAK, THOMAS ALBERTCHIEF COMPLIANCE OFFICER5280941

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STARSHAK WINZENBURG & CO

CRD#: 26195Chicago, IL 60603-5008

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