Ronald H. Hunt

HUNT WEALTH MANAGEMENT

Concord, CA 94520

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CRD#: 1215442

Professional summary

Ronald Harvey Hunt is a registered financial advisor currently at HUNT WEALTH MANAGEMENT located in Concord, California.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Ronald has worked at 5 firms and has passed the Series 65, Series 63, Series 15, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Harvey Hunt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2017 - Present

HUNT WEALTH MANAGEMENT

Office #1: 1001 Galaxy Way Suite 203, Concord, CA 94520

RIA

CRD#: 288892

Concord, CA

Past

July 19, 2017 - August 22, 2017

SOWELL MANAGEMENT

RIA

CRD#: 127145

Walnut Creek, CA

Past

September 19, 2016 - June 13, 2017

SOWELL MANAGEMENT

RIA

CRD#: 127145

Walnut Creek, CA

Past

April 17, 2009 - December 15, 2017

CONCERT WEALTH MANAGEMENT

RIA

CRD#: 141253

WALNUT CREEK, CA

Past

July 8, 1997 - April 9, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WALNUT CREEK, CA

Past

July 31, 1993 - April 9, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WALNUT CREEK, CA

Past

November 25, 1983 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/17/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/22/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/6/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 15

Date: 6/5/1984

Foreign Currency Options Examination

General Industry/Product Exam

Series 3

Date: 12/16/1983

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/19/1983

General Securities Representative Examination

Current Firm

HUNT WEALTH MANAGEMENT

HUNT WEALTH MANAGEMENT | HUNT WEALTH MANAGEMENT GROUP, INC.

CRD#: 288892 / SEC#:

California

Registered Investment Advisory firm - (7/17/2017 Approved)

Minnesota

Registered Investment Advisory firm - (12/4/2019 Terminated)

Oregon

Registered Investment Advisory firm - (8/15/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1001 Galaxy Way Suite 203, Concord, CA 94520

Mailing Address

Phone number

(925) 279-1102

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	258
AUM (Assets Under Management)	$ 98,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ronald H. Hunt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Harvey Hunt's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOWELL MANAGEMENT

SOWELL MANAGEMENT

CONCERT WEALTH MANAGEMENT

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/22/1992

Series 63

Date: 12/6/1983

Series 15

Date: 6/5/1984

Series 3

Date: 12/16/1983

Series 7

Date: 11/19/1983

Current Firm

HUNT WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HUNT WEALTH MANAGEMENT

TRUST BUT VERIFY

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