Larry R. Oldford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Ross Oldford was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1984. Larry had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2020 - October 20, 2020
SPC
January 31, 2020 - October 20, 2020
SIGMA FINANCIAL CORPORATION
May 28, 2010 - February 4, 2020
OSAIC FA, INC.
March 14, 1984 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
March 14, 1984 - April 1, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 14, 1984 - February 4, 2020
OSAIC FA, INC.
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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