Donald H. Moskin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Harvey Moskin was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1983. Donald had worked at 1 firm and has passed the Series 000 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 1983 - November 26, 1990
RUSSO SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 1/3/1969
General Securities Principal ExaminationCurrent Firm
RUSSO SECURITIES INC.
CRD#: 14425 / SEC#: , 8-24052
Contact information
Documents
Disclosures
| Regulatory Event | 20 |
| Civil Event | 1 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
