Raymond P. Gerrior
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Paul Gerrior JR was a registered financial advisor .
Raymond is a previously registered financial advisor and started their career in finance in 1983. Raymond had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2006 - July 2, 2008
NATIONWIDE INVESTMENT ADVISORS, LLC
November 29, 2006 - December 5, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
November 28, 2006 - June 25, 2008
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 26, 2004 - November 22, 2006
VALIC FINANCIAL ADVISORS, INC.
September 28, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
September 28, 2000 - November 22, 2006
VALIC FINANCIAL ADVISORS, INC.
March 30, 1995 - September 22, 2000
NATIONWIDE INVESTMENT SERVICES CORPORATION
October 4, 1994 - August 1, 1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 4, 1994 - August 1, 1995
OSAIC FA, INC.
December 13, 1983 - October 4, 1994
NATIONWIDE INVESTMENT SERVICES CORPORATION
Primary Firm SEC Registration
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 270,365 |
| AUM (Assets Under Management) | $ 15,686,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/26/2024 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
