John W. Kjorlien
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Walker Kjorlien, who also goes by Jake Kjorlien, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2010 - July 9, 2014
ISI CAPITAL, LLC
June 22, 2009 - June 1, 2010
ALADDIN CAPITAL LLC
December 7, 2006 - March 9, 2009
HEDGEBAY SECURITIES LLC
July 20, 2000 - February 13, 2006
CITIGROUP GLOBAL MARKETS INC.
October 8, 1998 - May 26, 2000
CITIGROUP GLOBAL MARKETS INC.
July 13, 1990 - October 8, 1998
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ISI CAPITAL, LLC
CRD#: 46869 / SEC#: , 8-51565
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
