Milton M. Dillard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Milton Mccoy Dillard, who also goes by Coy Dillard, was a registered financial professional .
Milton is a previously registered financial professional and started their career in finance in 1983. Milton had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2015 - April 15, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
December 17, 2015 - April 15, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 3, 2006 - December 31, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
December 2, 2005 - December 31, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 17, 2004 - December 31, 2005
ONEAMERICA SECURITIES, INC.
May 21, 1999 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
May 21, 1999 - December 31, 2005
ONEAMERICA SECURITIES, INC.
January 1, 1990 - June 8, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 1, 1990 - June 8, 1999
EQUITABLE ADVISORS, LLC
January 8, 1986 - December 31, 1989
THE O.N. EQUITY SALES COMPANY
May 16, 1985 - December 23, 1985
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
October 30, 1984 - May 14, 1985
PFS INVESTMENTS INC.
December 21, 1983 - November 16, 1984
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
