Irby J. Thompson
WAVERLY ADVISORS | Financial Advisor
MONTGOMERY, AL 36104
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CRD#: 1214847
Professional summary
Irby Jones Thompson, CFP® is a registered financial advisor currently at WAVERLY ADVISORS, LLC located in Montgomery, Alabama.
Irby is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Irby has worked at 7 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Insurance Planning
Life Transitions
Comprehensive Financial Planni...
Investment Planning
Estate Planning
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Trust u/w of Dudley W. Griffin FBO Margaret Sylvest Address: Montgomery, AL Nature of the Business: Trustee/Successor Trustee Position/Title: Trustee/Successor Trustee Investment Related:Yes Start Date: 05/03/2021 Hours per month devoted to this business: 0.5 Hours per month devoted to this business during trading hours: 0 Description of duties: I am appointed by my father-in-law's will to be trustee of this trust. I will establish an account for the trust at Raymond James and make the specified monthly payment to Margaret Sylvest, the trust's beneficiary.
CRS (Client Relationship Summary) - RIA
Click below to view Irby Jones Thompson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
June 28, 2023 - Present
WAVERLY ADVISORS, LLC
Office #1: One Commerce 1 Commerce St., Suite 630, Montgomery, AL, 36104RIA
CRD#: 115332
MONTGOMERY, AL
Past
February 18, 2021 - June 8, 2023
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
MONTGOMERY, AL
Past
October 1, 2020 - June 8, 2023
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
MONTGOMERY, AL
Past
January 3, 2020 - July 22, 2020
RFG ADVISORY, LLC
RIA
CRD#: 158401
MONTGOMERY, AL
Past
April 21, 2012 - January 2, 2020
WAVERLY ADVISORS, LLC
RIA
CRD#: 115332
MONTGOMERY, AL
Past
May 11, 2006 - April 4, 2012
WILSON PRICE WEALTH MANAGEMENT, LLC
RIA
CRD#: 140107
MONTGOMERY, AL
Past
March 2, 2000 - May 5, 2006
WELCH HORNSBY, INC.
RIA
CRD#: 104664
MONTGOMERY, AL
Past
October 2, 1987 - February 23, 1988
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
Past
March 13, 1984 - December 6, 1985
PW SECURITIES, INC.
BD
CRD#: 6775
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | MCSHANE PARTNERS
CRD#: 115332 / SEC#: 801-60741
RIA
Registered Investment Advisory firm - (11/30/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(6/28/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/1/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | MCSHANE PARTNERS
CRD#: 115332 / SEC#: 801-60741
RIA
Registered Investment Advisory firm - (11/30/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 University Park Place Suite 501, Birmingham, AL 35209
Mailing Address
Phone number
(205) 871-3334
Established
Firm type
Fiscal year end
# of Employees
371
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 34,313 |
| AUM (Assets Under Management) | $ 28,263,743,199 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 02/16/2024 | ||
| 06/15/2023 |
Red Flags
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Company Information
WAVERLY ADVISORS, LLC
Financial AdvisorCRD#: 115332Montgomery, AL 36104TRUST BUT VERIFY
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Contact information
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