Jay A. Walter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Allen Walter was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1984. Jay had worked at 4 firms and has passed the Series 63 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 1999 - October 30, 2012
CAPITAL SECURITIES INVESTMENT CORPORATION
October 15, 1993 - February 18, 1997
VOYA FINANCIAL PARTNERS, LLC
November 5, 1992 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
June 25, 1984 - September 20, 1989
AETNA FINANCIAL SERVICES, INC.
January 25, 1984 - April 7, 1992
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL SECURITIES INVESTMENT CORPORATION
CRD#: 5606 / SEC#: , 8-22925
Contact information
Red Flags
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