PR
Paul A. Restante
NOTTINGHAM WEALTH PARTNERS
Venice, FL
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CRD#: 1214619
PR
Professional summary
Paul Anthony Restante is a registered financial advisor currently at NOTTINGHAM WEALTH PARTNERS, INC. located in Venice, Florida and LPL FINANCIAL LLC located in Syracuse, New York.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Paul has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 9, Series 10 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 01/11/2018-Community Investment Services Inc.-Investment Related-At Reported Business Location[s]-DBA for LPL Business (entity for LPL business) Start Date 4/30/2009-160 Hours Per Month. 2. 02/15/2018 -Community Investment Services Inc.-Investment Related-At Reported Business Location[s]-Non-Variable Insurance - 0 Hrs/Mth - 0 Hrs During Trading. 3. 04/04/2025 - Nottingham Investment Services, Inc. - Investment Related - DBA for LPL Business (entity for LPL business) - None - Start date: 3/31/2025 - 0 Hrs/Mth - 0 Hrs During Trading. 4. 05/08/2025 - OneGroup Wealth Partners - Registered Investment Advisor Hybrid - Inv Related - At Reported Business Location(s) - Start date: 10/12/2022 - 10 Hrs/Mth - 0 Hrs During Trading. I provide investment advisory services through OneGroup Wealth partners, Inc., an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 08/20/2025 - Nottingham Wealth Partners - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:06/02/2025 - 10 Hrs/Mth - 1 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Anthony Restante's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2023 - Present
NOTTINGHAM WEALTH PARTNERS, INC.
RIA
CRD#: 306971
Venice, FL
Current
February 14, 2018 - Present
LPL FINANCIAL LLC
Office #1: 5790 Widewaters Pkwy, Syracuse, NY 13214RIA
BD
CRD#: 6413
Syracuse, NY
Past
February 15, 2018 - December 21, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
Syracuse, NY
Past
January 24, 2011 - February 20, 2018
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
Syracuse, NY
Past
January 14, 2011 - February 14, 2018
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
Syracuse, NY
Past
April 30, 2009 - January 27, 2011
COMMUNITY INVESTMENT SERVICES, INC.
BD
CRD#: 46332
DEWITT, NY
Past
December 17, 2007 - October 20, 2008
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
WHITESBORO, NY
Past
January 1, 2005 - October 20, 2008
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
WHITESBORO, NY
Past
November 4, 2002 - January 1, 2005
HSBC BROKERAGE (USA) INC.
BD
CRD#: 6956
NEW YORK, NY
Past
August 8, 1987 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
December 5, 1986 - November 6, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NOTTINGHAM WEALTH PARTNERS, INC.
COMMUNITY BANK, N.A. | ONEGROUP WEALTH PARTNERS, INC. | ONEGROUP WEALTH INVESTMENT SERVICES, INC | NOTTINGHAM WEALTH PARTNERS, INC. | NOTTINGHAM FINANCIAL GROUP | EMPIRE STATE ASSET MANAGEMENT
CRD#: 306971 / SEC#: 801-120561
RIA
Registered Investment Advisory firm - (3/22/2021 Approved)Florida
Registered Investment Advisory firm - (3/31/2021 Terminated)New York
Registered Investment Advisory firm - (3/31/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/14/2018)
IAR
Florida(1/25/2023)
RR
Massachusetts(4/13/2023)
RR
New York(2/14/2018)
RR
North Carolina(2/14/2018)
RR
Vermont(4/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 5/6/1999
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
NW
NOTTINGHAM WEALTH PARTNERS, INC.
COMMUNITY BANK, N.A. | ONEGROUP WEALTH PARTNERS, INC. | ONEGROUP WEALTH INVESTMENT SERVICES, INC | NOTTINGHAM WEALTH PARTNERS, INC. | NOTTINGHAM FINANCIAL GROUP | EMPIRE STATE ASSET MANAGEMENT
CRD#: 306971 / SEC#: 801-120561
RIA
Registered Investment Advisory firm - (3/22/2021 Approved)Florida
Registered Investment Advisory firm - (3/31/2021 Terminated)New York
Registered Investment Advisory firm - (3/31/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5790 Widewaters Parkway, Syracuse, NY 13214
Mailing Address
Phone number
(561) 472-2312
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 273 |
| AUM (Assets Under Management) | $ 65,615,691 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
